DASNY seeks proposals from qualified firms, registered with the Financial Industry Regulatory Authority (FINRA) and/or the Securities and Exchange Commission (SEC), to serve as Senior Managing Underwriters, Co-Managing Underwriters, and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that through this Request for Proposal (“RFP”), one or more qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.
Firms who wish to serve as Selling Group Members are not required to provide a proposal in response to this RFP, but must complete and return the Common Application Coversheet. DASNY may add additional firms as Selling Group Members to its list of underwriters at any time upon demonstration of satisfactory registration requirements.
All proposers are responsible for obtaining any addenda issued and posted to DASNY’s website in relation to this procurement.
In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offeror during the procurement process. The designated staff for this procurement is Madeline Miller, Email: ([email protected]). Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offeror and affect future procurements with governmental entities in the State of New York. Please refer to DASNY's website (www.dasny.org) for DASNY policy and procedures regarding this law, or the OGS website (www.ogs.ny.gov/acpl) for more information about this law.
All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance. Proposals must be submitted in the full legal name of the proposer, or the full legal name plus a registered assumed name of the proposer, if any.
Primary Contact
Madeline Miller
Procurement Administrator
The Dormitory Authority of the State of New York (DASNY)
515 Broadway
3rd floor
Albany, NY 12207
United States
Phone: 518-257-3014
Email: [email protected]
| Company Name | Contact Name | Phone | Website | Fax | Designation | Goods/Services | |
|---|---|---|---|---|---|---|---|
| Academy Securities, Inc. | Tristan Patterson | 3477959968 | [email protected] | https://academysecurities.com/ |
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Underwriting Services | |
| ALM Translation Services, LLC (dba: Aslan Language Services LLC) | Samira Parris | 7032293856 | [email protected] | www.aslanlanguageservices.com |
|
Interpretation (in-person, phone, and video, including American Sign Language), translation in 200+ languages including rare language pairs and Braille, certified document translation, simultaneous and consecutive interpretation, transcription, voice-over, subtitling, and localization. Served multiple schools, law firms, medical offices and other clients in the state of New York. | |
| American Veterans Group, PBC | Michael Bohling |
|
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| D Paul Construction Inc | David Alleyne | 5163153136 | [email protected] |
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| D.A. Davidson & Co. | Dan Froehlich | 212-223-5358 | [email protected] | https://www.dadavidson.com/ | |||
| Dutchess Tel-Audio, Inc | Jeannine Pak | (845) 462-1700 | [email protected] | https://www.dutchesstelaudio.com/ |
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Nurse Call / Emergency Call Systems Public Address / Intercom Systems Mass Communication Systems Sound System Synchronized Timekeeping |
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| Huntington Securities, Inc. | |||||||
| JAC Estimating | Anna Nicole | [email protected] |
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| Perfect Building Maintenance | Majok Deng | (917) 447-1787 | [email protected] |
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Post Construction Janitorial services Power washing |
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| Smart Bid Estimators | Emma Martin | 9177203892 | [email protected] | https://smartbidestimators.com/contact.html |
|
Smart Bid Estimators provides professional construction estimating, quantity takeoff, and bid support services for general contractors, subcontractors, builders, developers, and construction companies. Our team prepares detailed estimates from project drawings, plans, specifications, and bid documents, covering material quantities, labor requirements, and project scope. Our Core Services: Quantity Takeoffs Material Takeoffs Labor & Material Estimating Construction Cost Estimating Preliminary & Detailed Estimates Bid & Tender Support Construction Scheduling MEP Estimating Civil Estimating Architectural & Structural Estimating Trade-Specific Estimating Trades We Cover: Concrete, masonry, structural steel, wood & metal framing, roofing, drywall, flooring, painting, doors & windows, HVAC, mechanical, electrical, plumbing, site work, excavation, and other construction scopes. Deliverables may include: Detailed takeoff sheets, labor and material estimates, color-coded markup drawings, summary sheets, and PlanSwift files when requested. We work with residential, commercial, industrial, institutional, and multi-trade projects and provide estimating support for both new construction and renovation work. Our goal is to provide contractors with clear, organized, and timely estimating support for their bidding and pre-construction needs. |
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| US CIVIL ESTIMATIONS | Jennifer James | 917-590-2506 | [email protected] | uscivilestimation.com |
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Complete General Construction work ( ALL 16 Divisions including MEP,s as well) | |
| W&B General Contracting LLC | WILL ARIAS CRUZ | 2019516105 | Wb-global.net |
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| XLEAGLE LLC | Avinash Nayak | 832-380-5845 | [email protected] | https://www.xleagle.com |
Firms submitting Expressions of Interests (EOI). Top firms deemed qualified by review of their respective EOI’s are Shortlisted and issued a Request for Proposal (RFP).
| Role | Company |
|---|---|
| Senior Manager | Morgan Stanley |
| Senior Manager | Bank of America Securities |
| Senior Manager | J.P. Morgan |
| Senior Manager | RBC Capital Markets |
| Senior Manager | Jeffries |
| Senior Manager | Goldman Sachs |
| Senior Manager | Wells Fargo |
| Senior Manager | Siebert Williams Shank LLC |
| Senior Manager | Ramirez & Co. |
| Senior Manager | Raymond James |
| Senior Manager | Loop Capital |
| Senior Manager | Barclays |
| Senior Manager | Stifel |
| Senior Manager | Piper Sandler |
| Senior Manager | Academy Securities, Inc. |
| Senior Manager | Roosevelt & Cross Inc. |
| Senior Manager | Stern Brothers |
| Senior Manager | Oppenheimer & Co. |
| Senior Manager | Blaylock Van, LLC |
| Senior Manager | Cabrera Capital Markets |
| Senior Manager | Mesirow Financial |
| Senior Manager | D.A. Davidson |
| Co-Manager | Morgan Stanley |
| Co-Manager | Bank of America Securities |
| Co-Manager | Wells Fargo |
| Co-Manager | Jefferies |
| Co-Manager | Goldman Sachs |
| Co-Manager | RBC Capital Markets |
| Co-Manager | J.P. Morgan |
| Co-Manager | Ramirez & Co. |
| Co-Manager | Siebert Williams Shank LLC |
| Co-Manager | Raymond James |
| Co-Manager | Barclays |
| Co-Manager | Loop Capital Markets |
| Co-Manager | Piper Sandler |
| Co-Manager | Stifel |
| Co-Manager | Academy Securities |
| Co-Manager | Roosevelt & Cross Incorporated |
| Co-Manager | Huntington Capital Markets |
| Co-Manager | Oppenheimer & Co. Inc. |
| Co-Manager | Fidelity Capital Markets |
| Co-Manager | FHN Financial |
| Co-Manager | Stern Brothers & Co. |
| Co-Manager | Blaylock Van LLC |
| Co-Manager | BNY Mellon |
| Co-Manager | DA Davidson |
| Co-Manager | Mesirow Financial, Inc. |
| Co-Manager | Mischler Financial Group, Inc. |
| Co-Manager | Cabrera Capital Markets |
| Co-Manager | Bancroft Capital |
| Co-Manager | TRB Securities |
| Co-Manager | R. Seelaus & Co., LLC |
| Co-Manager | San Blas Securities |
| Co-Manager | Rice Financial Products Company |
| Co-Manager | NW Capital Markets |
| Co-Manager | Drexel Hamilton |
| Co-Manager | Great Pacific Securities |
| Co-Manager | American Vets Group |
| Co-Manager | Essex Securities |
| Co-Manager | Alamo Capital |
| Co-Manager | Rockfleet Financial Services, Inc. |
| Selling Group Member | Alamo Capital |
| Selling Group Member | Academy Securities, Inc. |
| Selling Group Member | American Veterans Group |
| Selling Group Member | Bancroft Capital, LLC |
| Selling Group Member | Barclays |
| Selling Group Member | Blaylock Van, LLC |
| Selling Group Member | Bank of America Securities |
| Selling Group Member | Cabrera Capital Markets LLC |
| Selling Group Member | D.A. Davidson & Co. |
| Selling Group Member | Essex Securities |
| Selling Group Member | Goldman Sachs & Co. LLC |
| Selling Group Member | J.P. Morgan |
| Selling Group Member | Jefferies |
| Selling Group Member | Loop Capital Markets |
| Selling Group Member | Mischler Financial Group, Inc. |
| Selling Group Member | Mesirow Financial, Inc. |
| Selling Group Member | Morgan Stanley |
| Selling Group Member | Piper Sandler |
| Selling Group Member | Oppenheimer & Co. Inc. |
| Selling Group Member | Ramirez & Co. |
| Selling Group Member | Raymond James |
| Selling Group Member | RBC Capital Markets |
| Selling Group Member | Rice Financial Products Company |
| Selling Group Member | Rockfleet Financial Services, Inc. |
| Selling Group Member | Roosevelt & Cross Incorporated |
| Selling Group Member | Siebert Williams Shank LLC |
| Selling Group Member | Stern Brothers & Co. |
| Selling Group Member | Stifel |
| Selling Group Member | Wells Fargo |
| Selling Group Member | Institutional Bond Network |
| Selling Group Member | Multi-Bank Security, Inc. |
| Selling Group Member | Crew & Associates |
| Selling Group Member | Coharie Tribal Capital |