Underwriting Services

Solicitation #:5547

Issue Date:08/06/2019

Proposal Due:08/29/2019 - 5:00 PM

Classification:Professional Services

Type:Request for Proposal (RFP)

Status:Archived

Contract Terms

Two years with one year extension at management's discretion

Location Where Goods to be Delivered or Service Performed

All NYS counties

Ad Notice

The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.

Interested firms must: demonstrate experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs. Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.

DASNY is committed to diversity and equal employment opportunities among its banking firms. It is the goal of DASNY to utilize qualified banking firms that have a demonstrated history of hiring, training, developing, promoting, and retaining minority and female staff persons. It is also the goal of DASNY to encourage participation by qualified certified Minority, Woman and Small Business Enterprises (MWSBE) and Services-Disabled Veteran-Owned Businesses (SDVOB) to the maximum extent practical and consistent with legal requirements.

Firms interested in responding to this solicitation may access the RFP from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids. The deadline for responses to the RFP is 5:00pm on August 29, 2019. Responses received after this date will not be accepted.

Contacts

Primary Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3076

Email: [email protected]

Submit To Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3076

Email: [email protected]

Attachments

Documents

Underwriting Services RFP.pdf2.1 MB

Questions & Answers.pdf205.94 KB

Interested Subs / Suppliers

Company Name	Contact Name	Phone	Email	Website	Fax	Designation	Goods/Services
AL RASHEED GROUP OF CONSTRUCTION INC	MUHAMMAD WAQAR	3475868221	[email protected]			Minority Owned Business (MBE) NYS Certified Minority Owned Business (NYS-Cert. MBE)	CONCRETE (REPAIR, POURING CONCRETE, PAVERS, ETC..) Interior & Exterior, MTA roll up door, sand placement Asphalt, Demolition, Renovation, Paint, Fencing and all type of constructional work.
Alva Web Page						Minority Owned Business (MBE) Women Owned Business (WBE) Service Disabled Veteran Owned Business (SDVOB) NYS Certified Minority Owned Business (NYS-Cert. MBE) NYS Certified Women Owned Business (NYS-Cert. WBE) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB) Disadvantaged Business Enterprise (DBE) Equal Employment Opportunity (EEO)
AmeriVet Securities, Inc.	Steven Kay	6468096946	[email protected]			Minority Owned Business (MBE) Service Disabled Veteran Owned Business (SDVOB) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
Bond.One	Jon Garfield	9086983984	[email protected]	https://bond.one/			Bond.One is an administrative agent technology provider, offering debt servicing, coupon/interest payment processing, and custodial services through banking partnerships. Bond.One utilizes a distributed ledger as the registrar, servicing sa the source of truth for debt ownership and account information.
Boro Sawmill & Timber Co. Inc.	Arun Sengupta	973-832-4607	[email protected]	www.borosawmill.com	973-832-4615	Equal Employment Opportunity (EEO)
eagle express security services inc	ugochukwu enyinnah	3476065481	[email protected]	eagleexpresssecurity.com		Minority Owned Business (MBE)	security officers supplied for a house party event for 3 days consecutive, twenty four hours protection for lives and properties in queens .new york
Energy Fencing Inc.	Kenroy Edwards	347-858-5093	[email protected]	http://www.chainlinkfencinginbrooklynny.com/		Minority Owned Business (MBE) Disadvantaged Business Enterprise (DBE)	All Types of Fencing: * Chain Link Fencing * PVC Fencing * Construction Fencing * Wood Fencing * Wrought Iron Fencing
ghi construction	james destra		[email protected]	ghiconstruction.com	718 235 1470	Minority Owned Business (MBE)	Interior Renovations
Greenr World Inc	Aaron Landman	646.389.0049	[email protected]	www.greenrworld.com		Equal Employment Opportunity (EEO)	Landscape design and installation of artificial grass for residential, commercial, rooftop, pet areas, playgrounds and sports applications.
Karta Legal LLC	Karlos Baltodano	212-897-9500`	[email protected]	www.kartalegal.com	212-843-8620	Minority Owned Business (MBE) Women Owned Business (WBE) NYS Certified Minority Owned Business (NYS-Cert. MBE) NYS Certified Women Owned Business (NYS-Cert. WBE)	E-discovery Training on process improvement and software implementation Legal Services Procurement Project management Litigation support
Lincoln Heritage Group	Charisma DeZonie	646-571-8112	[email protected]	www.thelincolnheritage.com	917-970-8210		Lincoln Heritage Group is a full service agency offering health, personal auto, home, life, and business insurance. We have partnered with several top carriers to ensure that our clients get the best insurance coverages at the best price.
Mischler Financial Group, Inc.	Richard Tilghman	2032766676	[email protected]	www.mischlerfinancial.com		Service Disabled Veteran Owned Business (SDVOB) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)	Co-Manager
NPO Grant Consulting		5167651060	[email protected]	www.npogrants.com
Remarkable Musings		5132715391				Minority Owned Business (MBE) Women Owned Business (WBE) Service Disabled Veteran Owned Business (SDVOB) NYS Certified Minority Owned Business (NYS-Cert. MBE) NYS Certified Women Owned Business (NYS-Cert. WBE) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB) Disadvantaged Business Enterprise (DBE) Equal Employment Opportunity (EEO)
True Role Dynasty	Nnamdi T. Ananaba Jr	3475925265	[email protected]	www.trueroledynasty.com	212-591-6153	Minority Owned Business (MBE)
Winona Web Resource						Minority Owned Business (MBE) Women Owned Business (WBE) Service Disabled Veteran Owned Business (SDVOB) NYS Certified Minority Owned Business (NYS-Cert. MBE) NYS Certified Women Owned Business (NYS-Cert. WBE) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB) Disadvantaged Business Enterprise (DBE) Equal Employment Opportunity (EEO)
Zachary Journal		7044372451				Minority Owned Business (MBE) Women Owned Business (WBE) Service Disabled Veteran Owned Business (SDVOB) NYS Certified Minority Owned Business (NYS-Cert. MBE) NYS Certified Women Owned Business (NYS-Cert. WBE) NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB) Disadvantaged Business Enterprise (DBE) Equal Employment Opportunity (EEO)