Broker-Dealer Services

Solicitation #:2527
Issue Date:01/29/2019
Proposal Due:11/30/2019 - 5:00 PM
Classification:Professional Services
Type:Continuous Recruitment
Status:New
Contract Terms
n/a
Location Where Goods to be Delivered or Service Performed
various

The Dormitory Authority State of New York (DASNY) is seeking proposals from qualified Broker-Dealers who are interested in being placed in the pool (the “Pool”) from which DASNY investment personnel will periodically select to serve on its panel (“Approved Panel”). Broker-Dealers who are selected to the Approved Panel will be solicited for DASNY investment transactions. DASNY manages an investment portfolio which typically ranges between $3 billion and $5 billion and is primarily comprised of U.S. Treasury and Agency obligations. Firms of all sizes are encouraged to participate. Firms currently in the Pool, for these services are not required to re-submit a proposal to stay in the Pool.

Interested firms must: (1) be in compliance with SEC net capital rules and any other regulatory requirements; (2) have demonstrated experience with US and government agency securities; and (3) possess the capability to effectively and efficiently execute trade in a timely manner.

It is the goal of DASNY to encourage participation by qualified certified Minority, Woman and Small Business Enterprises (MWSBE) and Services-Disabled Veteran-Owned Businesses (SDVOB) as part of your team to the maximum extent Veteran-Owned Businesses (SDVOB) as part of your team to the maximum extent practical and consistent with legal requirements. 

Firms interested in responding to this solicitation may access the RFP and related documents from DASNY’s website at http://www.dasny.org/rfp-bidopportunities-solicitations/professionalservices/new.aspx or www.dasny.org / RFP & BID Opportunities / Professional Services / New Opportunities.

It is the current intention to keep this solicitation open, but DASNY reserves the right to close or modify it at any time deemed necessary.

In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offerer during the procurement process.  The designated staff for this procurement is Stacie Bennett, RFP Coordinator (ph: 518-257-3309, Email: [email protected]).  Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offerer and affect future procurements with governmental entities in the State of New York.  Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.  In addition, business entities proposing to provide professional engineering services must obtain a Certificate of Authorization to Provide Engineering Services in New York State from the State Education Department.  Proposals must be submitted in the full legal name of the proposer, or the full legal name plus a registered assumed name of the proposer, if any.

Primary Contact

Stacie Bennett

RFP coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3309

Email: [email protected]

Submit To Contact

Stacie Bennett

RFP coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3309

Email: [email protected]

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
ASL CAPITAL MARKETS INC. EVAN GERHARD 2033882945 [email protected] www.aslcap.com 20333882941
  • Minority Owned Business (MBE)
Avigilon Claire Underwood 214-306-7592 [email protected] http://avigilon.com/
Clear Vent Corp Ilich Ramirez 631.492.0238 [email protected] www.clearventnyc.com
  • Minority Owned Business (MBE)
Hanna Commercial Real Estate Jessica L. Richer 518-364-7406 [email protected] HannaCRE.com 518-458-7492 Leasing of office and ware house spaces, selling of real estate.
Intercoastal Capital Markets, Inc. Vincent McCallion 908-200-2311 [email protected] http://www.intercoastalcap.com/ Broker Dealer specializing in fixed income products: municipal bonds, government bill, notes and bonds. Also, make markets in US government agencies, Certificates of Deposits and corporate debt securities.
JP Morgan
JTS Health Partners Whitney Boulden [email protected] https://jtshealthpartners.com/
KeyBanc Capital Markets, Inc. Brendan Baxter 7036069335 [email protected] www.key.com co-manager public finance
Marylou Website 4077980337
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Microdesk Philip DeMottie 516-361-4436 [email protected] https://www.microdesk.com/ Professional Services
NW Financial Group,LLC Norma Gilyard 2016560115 [email protected] www.nwfinancial.com 2016564905 Financial Advsiory/consulting, swap advisory
REMAX Results Realty Emily Hammer 9088095134 [email protected] emilyahammer.com
Segel & Co., Inc. (SDVOB) William Segel (914) 236-5455 [email protected] www.segelandco.com (914) 236-5455
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
Asbestos Abatement, Demolition, Sitework & General Contracting
SevenOutsource Steve Walse 315-308-7852 [email protected] 315-308-7852
  • Service Disabled Veteran Owned Business (SDVOB)
  • Equal Employment Opportunity (EEO)
Vining Sparks Jaime Picunko 800-786-1295 [email protected]
  • Equal Employment Opportunity (EEO)
Provide broker dealer services to institutional clientele.