The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond-issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.
Interested firms must demonstrate: experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs. Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.
DASNY is committed to diversity and equal employment opportunities among its contractors, consultants, and vendors. It is the policy to maximize opportunities for the participation of Minority-Owned, Women-Owned (M/WBE), and Service-Disabled Veteran-Owned Businesses (SDVOB) firms. Although no goals for participation in the work by certified M/WBE and SDVOB firms have been established for this procurement, the selected firms shall use good faith efforts to provide for meaningful participation by M/WBE and SDVOB firms in the work where feasible.
Pursuant to Executive Order No. 170.1 – Uniform Guidelines for Responsibility Determinations, Executive Order No. 125 – NYS Vendor Responsibility Questionnaire and Executive Order No. 192 – Continuing Vendor Integrity, DASNY may only award a contract to a responsible proposer. A responsible proposer must have the integrity to justify the award of public dollars and the capacity to perform the requirements of the contract fully. The proposer must file a vendor responsibility questionnaire with DASNY. The questionnaire provides the proposer an opportunity to self-disclose any issues and provide necessary information, which DASNY will use as part of its determination.
Firms interested in responding to this solicitation may access the RFP from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids. The deadline for responses to the RFP is 3:00PM on November 29, 2022. Responses received after this date will not be accepted.
In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offeror during the procurement process. The designated staff for this procurement is David Fenichel, Email: ([email protected]). Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offeror and affect future procurements with governmental entities in the State of New York. Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (https://ogs.ny.gov/acpl/procurement-lobbying-law) (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil.html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.
Primary Contact
Dave Fenichel
Contract Administrator
DASNY
Professional Services
Albany
515 Broadway
Albany, NY 12207
United States
Phone: 518-257-3071
Email: [email protected]
Secondary Contact
Christopher Currey
Sr. Contract Administrator
DASNY
Professional Services Contracts
Albany
515 Broadway
Albany , NY 12207
United States
Phone: 518-257-3589
Email: [email protected]
Submit To Contact
Dave Fenichel
Contract Administrator
DASNY
Professional Services
Albany
515 Broadway
Albany, NY 12207
United States
Phone: 518-257-3071
Email: [email protected]
Company Name | Contact Name | Phone | Website | Fax | Designation | Goods/Services | |
---|---|---|---|---|---|---|---|
Academy Securities, Inc. | Emilio Fernandez | 6463959858 | [email protected] | www.academysecurities.com |
|
||
AmeriVet Securities, Inc. | Michael Dmitriyevich | 6468096940 | [email protected] | amerivetsecurities.com |
|
Co-Managing Underwriter | |
Best NY Construction INC | Shahzad Ahmad | 7183086144 | [email protected] |
|
|||
Core Construction Group LLC | SAIF CHAUDHRY | 212-920-1926 | [email protected] | CORECONSTRUCTIONGROUP.COM |
|
CONCRETE, MASONRY, TILE, PAVERS BATHROOM KITCHEN REMODELING, BRICK WORK | |
Crews & Associates | Ryan Higgins | 8574085112 | [email protected] | ||||
Estrada Hinojosa & Company, Inc. | Belinda Garza | 2146581670 | [email protected] | www.estradahinojosa.com | 2142928849 |
|
Underwriting; |
FAC PROPETYS LLC | FERRIS A CHRISTIAN | 13478250732 | [email protected] |
|
Property Management and Construction | ||
Friends Traders | Faisal Aziz Bhatti | +923121409208 | [email protected] |
|
|||
FYAHWorksinc | Adriel pratt | 3474404458 | [email protected] | FYAHWorksinc.com |
|
FIBERGLASS PIPE INSULATION FIRESTOPPING ASBESTOS ABATEMENT |
|
Janney Montgomery Scott LLC | Brigid Lau | 2156654528 | [email protected] | www.janney.com |
|
||
Mesirow Financial, Inc. | Joan Savage | 312-595-2275 | [email protected] | www.mesirow.com |
|
||
Morgan Stanley | Marisa Berry | 2127619472 | [email protected] | ||||
Multi-Bank Securities, Inc. | Jillian Lewczynski | 8009679045 | [email protected] | mbssecurities.com |
|
Broker-dealer services | |
Pearls Construction, LLC. | Joe Hady | 2128459754 | [email protected] | https://pearlsenterprise.com/ | Our multidisciplinary built team is always ready to foster your project needs of; 1. CPM Scheduling (Creating Baseline Schedules on Primavera P6/Ms. Project – Audit & Review Schedules) 2. Delay Claims 3. BIM Coordination (3D, 4D & 5D modeling) and Clash/Conflicts resolution 4. EHASP and QA/QC Plans 5. Interior/Exterior 3D shots & Rendering |
||
Platinum Services NY LLC | richard elkon | 2122532900 | [email protected] |
|
|||
Resilient Support Services | Frank DeGraw | 5181818 | [email protected] | https://www.resilientsupportservices.com/ |
|
||
Rice Financial Products Company | Shannon Dunn | 2129089200 | [email protected] | www.ricefinancialproducts.com | 2129089200 |
|
Bond underwriting |
San Blas Securities, LLC | Eric Small | 800-559-0447 | [email protected] | www.sanblassecurities.com |
|
Investment Banking | |
Shahrish Shuvo Engineering P.C. | Margaret Rohan | 212 433 2829 x138 | [email protected] | www.BravoInc.com |
|
||
Wells Fargo Bank NA | Kojo Asiedu | 212.214.2817 | [email protected] | https://www.wellsfargo.com/ |