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Underwriting Services

Solicitation #:7590
Issue Date:10/28/2022
Proposal Due:11/29/2022 - 3:00 PM
Classification:Professional Services
Type:Request for Proposal (RFP)
Status:Archived
Contract Terms
3 years, with 1 optional year
Location Where Goods to be Delivered or Service Performed
Statewide

Ad Notice

The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY.  It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”).  DASNY expects to sell bond-issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement.  Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.

Interested firms must demonstrate: experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs.  Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.

DASNY is committed to diversity and equal employment opportunities among its contractors, consultants, and vendors. It is the policy to maximize opportunities for the participation of Minority-Owned, Women-Owned (M/WBE), and Service-Disabled Veteran-Owned Businesses (SDVOB) firms. Although no goals for participation in the work by certified M/WBE and SDVOB firms have been established for this procurement, the selected firms shall use good faith efforts to provide for meaningful participation by M/WBE and SDVOB firms in the work where feasible. 

Pursuant to Executive Order No. 170.1 – Uniform Guidelines for Responsibility Determinations, Executive Order No. 125 – NYS Vendor Responsibility Questionnaire and Executive Order No. 192 – Continuing Vendor Integrity, DASNY may only award a contract to a responsible proposer. A responsible proposer must have the integrity to justify the award of public dollars and the capacity to perform the requirements of the contract fully. The proposer must file a vendor responsibility questionnaire with DASNY. The questionnaire provides the proposer an opportunity to self-disclose any issues and provide necessary information, which DASNY will use as part of its determination.

Firms interested in responding to this solicitation may access the RFP from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids.  The deadline for responses to the RFP is 3:00PM on November 29, 2022.  Responses received after this date will not be accepted.

In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offeror during the procurement process. The designated staff for this procurement is David Fenichel, Email: ([email protected]). Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offeror and affect future procurements with governmental entities in the State of New York. Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (https://ogs.ny.gov/acpl/procurement-lobbying-law) (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil.html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.

Contacts

Primary Contact

Dave Fenichel

Contract Administrator

DASNY

Professional Services

Albany

515 Broadway

Albany, NY 12207

United States

Phone: 518-257-3071

Email: [email protected]

Secondary Contact

Christopher Currey

Chief, Procurement, Professional Services Contracts

DASNY

Professional Services Contracts

Albany

515 Broadway

Albany , NY 12207

United States

Phone: 518-257-3589

Email: [email protected]

Submit To Contact

Dave Fenichel

Contract Administrator

DASNY

Professional Services

Albany

515 Broadway

Albany, NY 12207

United States

Phone: 518-257-3071

Email: [email protected]

Attachments

Interested Subs / Suppliers

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
Academy Securities, Inc. Emilio Fernandez 6463959858 [email protected] www.academysecurities.com
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • Equal Employment Opportunity (EEO)
AmeriVet Securities, Inc. Michael Dmitriyevich 6468096940 [email protected] amerivetsecurities.com
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
 Co-Managing Underwriter
Best NY Construction INC Shahzad Ahmad 7183086144 [email protected]
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Boateng Creatives Consulting LLC Kalema Boateng 6464214995 [email protected] www.boatengcreatives.com
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
 strategic planning, event management, general consulting
Caring Homes for the Homeless, inc. Shacora T Gordon 4754494556 [email protected] https://caringhomesforthehomeless.com
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
 none
Children's Health Fund Maureen Fox 2125359400 [email protected] www.childrenshealthfund.org
  • Equal Employment Opportunity (EEO)
Core Construction Group LLC SAIF CHAUDHRY 212-920-1926 [email protected] CORECONSTRUCTIONGROUP.COM
  • Minority Owned Business (MBE)
 CONCRETE, MASONRY, TILE, PAVERS BATHROOM KITCHEN REMODELING, BRICK WORK
Crews & Associates Ryan Higgins 8574085112 [email protected]
CRS-Corporate Relocation Systems Inc. Dimitri Mortsakis 17182155924 [email protected] www.crsmove.com
Estrada Hinojosa & Company, Inc. Belinda Garza 2146581670 [email protected] www.estradahinojosa.com 2142928849
  • Minority Owned Business (MBE)
 Underwriting;
FAC PROPETYS LLC FERRIS A CHRISTIAN 13478250732 [email protected]
  • Minority Owned Business (MBE)
 Property Management and Construction
FBY Security Services Inc Babatunde Fadairo 8333297233 [email protected] www.fbysecuritysvs.com 8456538110
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
 Security Guard & Fire-Watch Service
Fidelity Investments Dan Noonan 617 563 3890 [email protected]
Friends Traders Faisal Aziz Bhatti +923121409208 [email protected]
  • Minority Owned Business (MBE)
FYAHWorksinc Adriel pratt 3474404458 [email protected] FYAHWorksinc.com
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
 FIRESTOPPING
Guarantee Estimation James Vince 0
Intercoastal Capital Markets, Inc. Vincent McCallion 908-200-2306 [email protected] http://www.intercoastalcap.com/ Broker Dealer specializing in fixed income products: municipal bonds, government bill, notes and bonds. Also, make markets in US government agencies, Certificates of Deposits and corporate debt securities.
Janney Montgomery Scott LLC Brigid Lau 2156654528 [email protected] www.janney.com
  • Equal Employment Opportunity (EEO)
JMFW PRINTING INC Koren Benbow 6466594580 [email protected] https://www.jmfwprintingny.com/
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
 Contract Construction Blueprint Drawings, Large Format Printing, Booklets, Silkscreen, DTF, Embroidery Printing and Graphic Design Services.
JSNY Construction Corp Jaswinder Singh 917-365-0680 [email protected] Tile Work/ Masonry
JU Estimating LLC Mike Calvin 703722864 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
JU Estimating LLC Mike Calvin 701-721-8864 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
KenHome Automation Incorporated Ekene 888-570-7018 [email protected] www.khasync.com 2075434562
  • Minority Owned Business (MBE)
  • Equal Employment Opportunity (EEO)
 1. Audiovisual Equipments and Installation
2. Shades/Blinds
Legacy Construction Group NY INC. Sahil Singh (929) 543-8301 [email protected] www.legacyconstructionny.com General Renovation
Flooring
Stucco
Concrete
Pavers
Masonry
Painting
ETC.
LolitasLep LolitasLep 85865736392 [email protected] 81665883244
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Mesirow Financial, Inc. Joan Savage 312-595-2275 [email protected] www.mesirow.com
  • Equal Employment Opportunity (EEO)
Morgan Stanley Marisa Berry 2127619472 [email protected]
MS UNLIMITED MARY BETH SBARAGLIA 3154371291 [email protected] WWW.MSUNLIM.COM 315-437-6086
  • Women Owned Business (WBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Disadvantaged Business Enterprise (DBE)
 materials
Multi-Bank Securities, Inc. Jillian Lewczynski 8009679045 [email protected] mbssecurities.com
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
 Broker-dealer services
Natron Consuting Engineers Jeffrey Ansley 9254124662 [email protected]
Pearls Construction, LLC. Joe Hady 2128459754 - (718) 285-2145 [email protected] https://pearlsenterprise.com/ Our multidisciplinary built team is always ready to foster your project needs of;
1. CPM Scheduling (Creating Baseline Schedules on Primavera P6/Ms. Project – Audit & Review Schedules)
2. Delay Claims
3. BIM Coordination (3D, 4D & 5D modeling) and Clash/Conflicts resolution
4. EHASP and QA/QC Plans
5. Interior/Exterior 3D shots & Rendering
Perfect Estimator Perfect Estimator 2129878789 [email protected] https://perfectestimator.com/
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
 We've covered all CSI division like Full GC, Electrical, Mechanical,Plumbing And all the DIVs as per th requirements.
Perfect Restoration Malik Jamil 646-626-2000 [email protected] https://www.perfect-restoration.com/
Platinum Services NY LLC richard elkon 2122532900 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
Resilient Support Services Frank DeGraw 5181818 [email protected] https://www.resilientsupportservices.com/
  • Service Disabled Veteran Owned Business (SDVOB)
Rice Financial Products Company Shannon Dunn 2129089200 [email protected] www.ricefinancialproducts.com 2129089200
  • Minority Owned Business (MBE)
 Bond underwriting
Samuel Adepegba dba Risk Management Solutions Samuel Adepegba 2677607246 [email protected]
  • Minority Owned Business (MBE)
 Insurance and Risk Management
San Blas Securities, LLC Eric Small 800-559-0447 [email protected] www.sanblassecurities.com
  • Minority Owned Business (MBE)
 Investment Banking
stark estimating ashley Homes 6094454412
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Velocity Architecture & Engineering Group, D.P.C. Margaret Rohan 212 433 2829 x138 [email protected] www.BravoInc.com
Wells Fargo Bank NA Kojo Asiedu 212.214.2817 [email protected] https://www.wellsfargo.com/
WISECOM TECHNOLOGIES Inc. Jeff Peter 2406305100 [email protected] https://wisecomtech.com/

Bid Results

The list below contains contractors and bid amounts received in response to the solicitation for the above referenced project. The list is for information only and is subject to change. The list does not guarantee or represent future award of the Contract to any entity listed. All bids submitted remain under review until such time as a Contract is awarded.

7590-Underwriting Services
#RfpNoAward DateFirm
175901/3/2023"Academy Securities Inc."
275901/3/2023American Veterans Group
375901/3/2023"AmeriVet Securities Inc."
475901/3/2023Bancroft
575901/3/2023Barclays
675901/3/2023"Blaylock Van LLC"
775901/3/2023"BofA Securities Inc."
875901/3/2023Cabrera
975901/3/2023Citigroup
1075901/3/2023Crews
1175901/3/2023D.A. Davidson & Co.
1275901/3/2023Estrada
1375901/3/2023Goldman Sachs & Co. LLC
1475901/3/2023Great Pacific
1575901/3/2023Insperex
1675901/3/2023J.P. Morgan
1775901/3/2023Janney
1875901/3/2023Jefferies
1975901/3/2023KeyBanc
2075901/3/2023Loop Capital Markets
2175901/3/2023"Mesirow Financial Inc."
2275901/3/2023Mischler
2375901/3/2023Morgan Stanley
2475901/3/2023Multi-Bank
2575901/3/2023Oppenheimer & Co. Inc.
2675901/3/2023R. Seelaus
2775901/3/2023Ramirez & Co.
2875901/3/2023Raymond James
2975901/3/2023RBC Capital Markets
3075901/3/2023RBC-Copy
3175901/3/2023Rice
3275901/3/2023Robert W. Baird
3375901/3/2023Rockfleet
3475901/3/2023Roosevelt & Cross Incorporated
3575901/3/2023San Blass
3675901/3/2023Siebert Williams Shank LLC
3775901/3/2023Stern Brothers & Co.
3875901/3/2023Stifel
3975901/3/2023TD Securities
4075901/3/2023UBS Financial Services Inc.
4175901/3/2023Wells Fargo