Underwriting Services

Solicitation #:5547
Issue Date:08/06/2019
Proposal Due:08/29/2019 - 5:00 PM
Classification:Professional Services
Type:Request for Proposal (RFP)
Status:New
Contract Terms
Two years with one year extension at management's discretion
Location Where Goods to be Delivered or Service Performed
All NYS counties

The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.

Interested firms must:  demonstrate experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs. Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.

DASNY is committed to diversity and equal employment opportunities among its banking firms.  It is the goal of DASNY to utilize qualified banking firms that have a demonstrated history of hiring, training, developing, promoting, and retaining minority and female staff persons.  It is also the goal of DASNY to encourage participation by qualified certified Minority, Woman and Small Business Enterprises (MWSBE) and Services-Disabled Veteran-Owned Businesses (SDVOB) to the maximum extent practical and consistent with legal requirements.

Firms interested in responding to this solicitation may access the RFP from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids. The deadline for responses to the RFP is 5:00pm on August 29, 2019. Responses received after this date will not be accepted.

Primary Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3667

Email: [email protected]

Submit To Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3667

Email: [email protected]

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
AmeriVet Securities, Inc. Steven Kay 6468096946 [email protected]
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
Mischler Financial Group, Inc. Richard Tilghman 2032766676 [email protected] www.mischlerfinancial.com
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
Co-Manager