Financial Advisors & Swap Advisors

Solicitation #:498
Issue Date:05/31/2017
Proposal Due:06/29/2017 - 5:00 PM
Classification:Professional Services
Type:Request for Proposal (RFP)
Status:Archived
Contract Terms
Term of contract expected to be 3 years with one 1-year renewal option.

The Dormitory Authority State of New York (DASNY) is soliciting proposals from qualified firms with relevant experience to serve as Financial Advisors for DASNY. Services anticipated to be provided by the Financial Advisor may include: (i) identifying DASNY process and program changes; (ii) assessing pricing and marketing initiatives; and (iii) identifying new initiatives.

DASNY is also soliciting proposals from qualified firms with relevant experience to serve as Swap Advisors in connection with the use by the Authority of Interest Rate Exchange Agreements. Services anticipated to be provided by the Swap Advisor may include:  (i) providing ongoing assistance and advice regarding the mark-to-market value of swaps which have been executed by the Authority; and (ii) advising and assisting with the implementation of any negotiated or competitive process for the procurement, termination or modification of swaps.

Firms interested in responding to this solicitation may access the RFP and related documents from DASNY’s website at http://www.dasny.org/rfp-bidopportunities-solicitations/professionalservices/new.aspx or www.dasny.org / RFP & BID Opportunities / Professional Services / New Opportunities / 498 Financial Advisors & Swap Advisors / Attachments / Additional Content / Request for Proposal (RFP) Table of Contents. The deadline for responses to the RFP is 5:00pm on June 27, 2017. Responses received after this date will not be accepted.

Clarification of the 0% sub-contracting goals referenced below:

It is the goal of DASNY to encourage participation by qualified certified Minority and Women-Owned Business Enterprise (MWBE) firms. DASNY has established an aspirational goal of 30% of the total amount of fees paid by DASNY annually. DASNY intends to meet the 30% goal in two ways: (1) DASNY selects qualified MWBE firms to serve on our panel, and/or  (2) DASNY selects a non-MWBE firm that has an MWBE joint venture, other strategic partnership or subcontracting relationship that can account for a percentage of the consulting fees.

In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offerer during the procurement process.  The designated staff for this procurement is Nicole White, RFP Coordinator (ph: 518-257-3667, Email: [email protected]).  Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offerer and affect future procurements with governmental entities in the State of New York.  Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.  In addition, business entities proposing to provide professional engineering services must obtain a Certificate of Authorization to Provide Engineering Services in New York State from the State Education Department.  Proposals must be submitted in the full legal name of the proposer, or the full legal name plus a registered assumed name of the proposer, if any.

 

Primary Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3076

Email: [email protected]

Submit To Contact

Nicole White

RFP Coordinator

Dormitory Authority of the State of New York

Procurement

515 Broadway

Albany, NY 12207-2964

United States

Phone: 518-257-3076

Email: [email protected]

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
Aeron Management LLC Brian Taylor 8772943330 [email protected] aeronmanagement.com
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Business consulting, real estate mortgages, purchase and sale of real estate
all solutions inc nalit patel 9735359100 [email protected] www.aecsi.com 9733064479
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
IT Infrastructure assessment, software licensing, installation configuration, migration, consolidation of data center, servers, routers, switches, blades, desktops, notebooks, antivirus, encrypt data, manage database, cloud migration, training, VMware, citrix, gemalto,symantec, cisco, hp, dell, Lenovo, RSA Adobe SAP, Oracle publishers.
antoine cole consulting Erica Antoine-Cole 9172950587 [email protected]
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Bookkeeping, HR, Payroll, Accounting, pension, credit control
Better Local Business Agency LLC Mark Hayles 9176343051 [email protected] www.mwbecloud.com
  • Minority Owned Business (MBE)
Business Development / Capacity Building Contract Management for Small Business Back Office Service for Small Businesses Technical Assistance - Construction compliance, Site Management, Construction Administration Technology Development Procurement Management Services
Cantor Fitzgerald Traci Salinas 8019495277 [email protected] cantor.com Broker Dealer
Cassaberry Consuting LLC Trevor Cassaberry 718 635 0585 [email protected] Cassaberry.com Construction Inspection:

CCTV Preventative Maintenance (ITS)
VMS Preventative Maintenance (ITS)
Electrical Power Repair
Fiber Optic Repair (ITS)
IP CCTV Installation (ITS)
Electrical Pullbox Repair
Fiber Optic Pullbox Repair (ITS)
Minihub Installation (ITS)
Highway Pavement Repair
Overhead Conduit Installation/Repair
Underground Conduit Installation/Repair

Corporate Consulting:

Business Consulting, Investment Consulting, Negotiation Consulting
Clarity BidRate Alternative Trading System Theresa Gallagher 2128675326 [email protected] www.claritybid.com 2128678529 Electronic trading/bidding platform to price and trade variable rate demand obligations
Cluster Construction Consulting, LLC dba Foresee Consulting John Salimbene 703.850.1186 [email protected] www.4cteam.com Evaluation, Discovery, and System Recommendations
Oracle Primavera and Oracle Unifier Project Management
Oracle Facility Management System
Dataflow Michael T. Burrows 5188177314 [email protected] www.godataflow.com 5184493068
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
Printer, large format printing, small format printing, construction drawing, architectural drawing, wall graphics, trade show displays, banners, retractable banner stands, informational signage, window graphics, window perfs, business cards, flyers, brochures, stickers, vinyl lettering, signage, compnay branding, effective document solutions, scanning and archiving, construction management software, file sharing, project portals, blue prints, my visual asset, job site signage. We also sell printers and printing supplies.
Donia + Associates LLC Donia Piersaint 6469631141 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Equal Employment Opportunity (EEO)
Site Safety, Cost Estimating, Project Scheduling, Project Management, Contract Staffing
Energy Infrastructure Partners Renwick Paige 6464172390 [email protected] www.energyinfrapartners.com/
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Project Finance, Energy efficiency programs, other programs, Marketing research, Infrastructure Finance and Strategy, Business Development,
Guidon Financial, LLC Matthew Lawrence 732-895-6779 [email protected] www.guidonfinancial.com
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
HSE contractors jack robinson 6462029313 [email protected] www.hsecontractors.com renovations, buildings , recreation, demolitions, construction.
Hybridge Contracting & Maintenance Corp Miriam Rodriguez or Adriana Mogrojeo 7185522895 [email protected] 7185522900
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
General Construction, Painting, tiling, cabinets installation, roofing, brick pointing, sidewalk, interior work, ceramic tiles plumbing, electrical, etc
Hybridge Contracting & maintenance Corp Miriam Rodriguez 7185522895 [email protected] 7185522900
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Kitchen and Bathrooms, Painting, tiling, all interior work
JP Morgan
Marylou Website 4077980337
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
NYC TOP BUILDING MANAGEMENT, INC PATRICE JORDAN 212-381-0675 [email protected] WWW.NYCTBM.COM
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
FIRE GUARD / FIRE WATCH
Penda Aiken, Inc. Penda Aiken 7186434880 [email protected] pendaaiken.com 7186439573
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Equal Employment Opportunity (EEO)
Premier Management Corporation Dezshanae Grayson 4436563550 [email protected] www.premgtcorp.com 4436563570
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Cyber Security, Information Technology, Acquisition support, Contract Management, Logistics,
Prime Vendor Inc. Laurie Melnick 8007469554 [email protected] Consulting
RiverStone Associates, LLC Monty Brinkley 7706567820 [email protected] www.riverstone-us.com 7708408666
  • Minority Owned Business (MBE)
RiverStone Associates is an emerging professional services firm that provides internal auditing and risk management services to businesses and organizations of all sizes, ranging from start-ups to large public companies, non-profit organizations, and government agencies. Areas of focus include: Financial Modeling & Model Validations, Fraud Investigations, Capital Markets & Structured Transactions, FAS 133 (Accounting for Derivatives), Internal Audit, Regulatory Compliance, Risk Management, Process Improvement, Financial Restatements, Vendor Management, and Policy and Procedure Development.
Robert W. Baird & Co. Incorporated Lawrence J Richardson 312-60904979 [email protected] www.rwbaird.com 414-298-7354
  • Equal Employment Opportunity (EEO)
Financial Services
Royal Builders Group, Inc Ramani Mariappan(Priya) 3472559002 [email protected] 7182285663
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
Shed, Scaffold, Demolition, Asbestos Inspections and Abatement
Tribal Capital Markets, LLC Vernon Gatling 6466188965 [email protected]
  • Minority Owned Business (MBE)
Investment Banking, Sales & Trading
VantagePoint Benefit Administrators Mark DeRosa 5165992120 [email protected] www.vantagepointbenefit.com 5165993135 Insurance Broker, Health Insurance, Pre-Tax Reimbursement Plans, Employee Benefits, Health Savings Accounts, Flexible Spending Plans, CDHP, Consumer-directed health plans, Health Reimbursement Arrangements, ACA Consultant, COBRA Administration, Commuter Reimbursement, ACA Reporting, Investment advisory
Yoruk Development Company Yilmaz Yoruk 5852728204 [email protected] http://www.yorukdev.com/ 5852721529 Construction and development, Property management, Interior demo and buildout. Over 20 years of residential (homes and multifamily) and commercial (retail and professional office) development in Rochester, North Carolina, and abroad.
Zions Bank Eric Mitzel 4122080172 [email protected] www.zionsbank.com 8558500865 Trustee, Paying Agent, Escrow Agent, Fiscal Agent, Custodian, Purchaser, Issuing Agent

Firms responding to Request for Proposal (RFP).

RfpNoProposalDueDateFirmNameAddress1address2CitystatecodeZIP5ContactPersonPhoneNumberEmail
4986/27/2017Hilltop Securities Inc1201 Elm Street DallasTX75270Steven Kantor(214) 953-4020[email protected]
4986/27/2017Lamont Financial Services Corporation30 Two Bridges RoadSuite 205FairfieldNJ07004Renee Boicourt(973) 200-8717[email protected]
4986/27/2017Mohanty Gargiulo LLC100 Park Ave, Suite 1600 New YorkNY10017Seema Mohanty(212) 300-3327[email protected]
4986/27/2017Municipal Resource Advisors, LLC20 S. Charles Street, Suite 400 BaltimoreMD21202James Redd, Jr.(410) 486-0160[email protected]
4986/27/2017NW Financial Group, LLC2 Hudson Place, 3rd Floor HobokenNJ07030Dennis Enright(201) 656-0115[email protected]
4986/27/2017Optimal Capital Group, LLC1500 Market Street, 12th Floor - E Tower PhiladelphiaPA19102Mark Salimena(215) 246-3438[email protected]
4986/27/2017Public Resources Advisory Group Inc.39 Broadway, Suite 1210 New YorkNY10006John Schopfer(212) 380-5293[email protected]
4986/27/2017Rockfleet Finanical Services, Inc.420 Lexington Avenue, Suite 300 New YorkNY10170Catherine Corrigan(212) 257-2184[email protected]
4986/27/2017Swap Financial Group135 West 50th Street, 20th Floor New YorkNY10020Nathaniel Singer858-412-3936[email protected]
4986/27/2017The PFM Group40 Wall Street, 49th Floor New YorkNY10005Tracey Keays(212) 809-4212[email protected]

The Contractor listed below has been awarded the Contract for the above listed Project as of the date provided.

RfpNoAwardDateFirmNameAddress1address2CitystatecodeZIP5ContactPersonPhoneNumberEmail
4981/14/2020Hilltop Securities Inc1201 Elm Street DallasTX75270Steven Kantor(214) 953-4020[email protected]
4981/14/2020Lamont Financial Services Corporation30 Two Bridges RoadSuite 205FairfieldNJ7004Renee Boicourt(973) 200-8717[email protected]
4981/14/2020Mohanty Gargiulo LLC100 Park Ave, Suite 1600 New YorkNY10017Seema Mohanty(212) 300-3327[email protected]
4981/14/2020Optimal Capital Group, LLC1500 Market Street, 12th Floor - E Tower PhiladelphiaPA19102Mark Salimena(215) 246-3438[email protected]
4981/14/2020Public Resources Advisory Group Inc.39 Broadway, Suite 1210 New YorkNY10006John Schopfer(212) 380-5293[email protected]
4981/14/2020Swap Financial Group135 West 50th Street, 20th Floor New YorkNY10020Nathaniel Singer858-412-3936[email protected]
4981/14/2020The PFM Group40 Wall Street, 49th Floor New YorkNY10005Tracey Keays(212) 809-4212[email protected]