DASNY Underwriting Opportunities & Approved Underwriters

DASNY Underwriting Opportunities

DASNY issues its Request for Proposals (RFP) for Underwriters approximately every three years. Firms who wish to serve as Selling Group Members on DASNY issues are not required to provide proposals in response to the RFP but must be registered with NASD and/or SEC and must provide registration numbers to DASNY. DASNY may add additional firms as Selling Group Members to its list of underwriters at any time upon demonstration of satisfactory registration requirements. 

Firms interested in serving as Selling Group Members must complete the form below and return to DASNY (address located on the form). 

 

Common Application Coversheet - updated 3/8/17

Approved Underwriters List